Impact of GTV-CTV margin and other predictors on radiation-induced dysphagia in head and neck cancer patients from DAHANCA group
DOI:
https://doi.org/10.2340/1651-226X.2025.44021Keywords:
Radiotherapy, side effects, Head and neck cancer, guidelines, Prediction modelAbstract
Background and purpose: This multicentre, retrospective study aimed to develop a predictive model for radiation-induced dysphagia in head and neck cancer patients, focusing on the role of gross tumour volume (GTV) to high dose CTV (CTV1) margin size and dose-related factors. Unlike previous studies focused on peak or single time-point dysphagia, this study modelled symptom trajectories using repeated follow-up data for a more complete picture.
Patient/material and methods: Between 2010 and 2015, 1,948 patients with pharyngeal or laryngeal squamous cell carcinoma received definitive intensity-modulated radiotherapy (IMRT) at three Danish centres. Data included physician-rated dysphagia (grade 0–4), tumour and treatment characteristics, and AI-based segmentations of organs at risk (OARs). Predictors included GTV-CTV1 margin size, mean doses to the oral cavity and pharyngeal constrictor muscles (PCM), GTV volume, chemotherapy, tumour site, fractionation, nimorazole, sex, smoking status, baseline dysphagia, and age. A logistic ordinal mixed-effects model was fitted with patient ID as random effect. Data were split into training (70%) and test (30%) sets. Model performance was assessed using calibration plots and area under the curve (AUC).
Results: After excluding incomplete cases, 1,685 patients (7,829 visits) were analysed. GTV-CTV1 margin size was not significantly associated with dysphagia, although larger margins correlated with higher OAR doses. Higher doses to the lower PCM (odds ratio [OR] = 1.30 per 5 Gy) and oral cavity (OR = 1.32 per 5 Gy) increased risk. The model demonstrated good calibration and robust discrimination (AUC = 0.77–0.84).
Interpretation: Radiation dose to the oral cavity and lower PCM were the strongest modifiable predictors of dysphagia risk. Margin size was not independently associated, possibly due to confounding by clinical judgement.
Downloads
References
Langendijk JA, Doornaert P, Verdonck-de Leeuw IM, Leemans CR, Aaronson NK, Slotman BJ. Impact of late treatment-related toxicity on quality of life among patients with head and neck cancer treated with radiotherapy. J Clin Oncol. 2008 Aug;26(22):3770–6.
https://doi.org/10.1200/JCO.2007.14.6647 DOI: https://doi.org/10.1200/JCO.2007.14.6647
Christianen MEMC, Verdonck-de Leeuw IM, Doornaert P, Chouvalova O, Steenbakkers RJHM, Koken PW, et al. Patterns of long-term swallowing dysfunction after definitive radiotherapy or chemoradiation. Radiother Oncol. 2015 Oct 1;117(1):139–44.
https://doi.org/10.1016/j.radonc.2015.07.042 DOI: https://doi.org/10.1016/j.radonc.2015.07.042
Kim JH, Jenrow KA, Brown SL. Mechanisms of radiation-induced normal tissue toxicity and implications for future clinical trials. Radiat Oncol J. 2014 Sep 30;32(3):103–15.
https://doi.org/10.3857/roj.2014.32.3.103 DOI: https://doi.org/10.3857/roj.2014.32.3.103
Nutting CM, Morden JP, Harrington KJ, Urbano TG, Bhide SA, Clark C, et al. Parotid-sparing intensity modulated versus conventional radiotherapy in head and neck cancer (PARSPORT): a phase 3 multicentre randomised controlled trial. Lancet Oncol. 2011 Feb;12(2):127–36.
https://doi.org/10.1016/S1470-2045(10)70290-4 DOI: https://doi.org/10.1016/S1470-2045(10)70290-4
Hansen CR, Hussein M, Bernchou U, Zukauskaite R, Thwaites D. Plan quality in radiotherapy treatment planning – review of the factors and challenges. J Med Imaging Radiat Oncol. 2022 Mar;66(2):267–78.
https://doi.org/10.1111/1754-9485.13374 DOI: https://doi.org/10.1111/1754-9485.13374
Mortensen HR, Jensen K, Aksglæde K, Behrens M, Grau C. Late dysphagia after IMRT for head and neck cancer and correlation with dose-volume parameters. Radiother Oncol. 2013 Jun;107(3):288–94.
https://doi.org/10.1016/j.radonc.2013.06.001 DOI: https://doi.org/10.1016/j.radonc.2013.06.001
Al-Mamgani A, Kessels R, Janssen T, Navran A, Beek S van, Carbaat C, et al. The dosimetric and clinical advantages of the GTV-CTV-PTV margins reduction by 6 mm in head and neck squamous cell carcinoma: significant acute and late toxicity reduction. Radiother Oncol. 2022 Mar 1;168:16–22.
https://doi.org/10.1016/j.radonc.2022.01.013 DOI: https://doi.org/10.1016/j.radonc.2022.01.013
Al-Mamgani A, Kessels R, Navran A, Hamming-Vrieze O, Zuur CL, Paul de Boer J, et al. Reduction of GTV to high-risk CTV radiation margin in head and neck squamous cell carcinoma significantly reduced acute and late radiation-related toxicity with comparable outcomes. Radiother Oncol. 2021 Sep 1;162:170–7.
https://doi.org/10.1016/j.radonc.2021.07.016 DOI: https://doi.org/10.1016/j.radonc.2021.07.016
Zukauskaite R, Eriksen JG, Johansen J, Samsøe E, Kristensen MH, Johnsen L, et al. Late dysphagia after changes in high-dose CTV margins for head and neck cancer patients. Acta Oncol. 2025 194:S1310–3.
https://doi.org/10.1016/S0167-8140(24)02012-7 DOI: https://doi.org/10.1016/S0167-8140(24)02012-7
Bhethanabotla RM, Gulati A, Khalsa IK, Evans C, Perrin CE, Lappin JJ, et al. Swallowing function outcomes in head and neck cancer survivors followed by a ong-term dysphagia surveillance protocol. Head Neck. 2025 Epub ahead of print.
https://doi.org/10.1002/hed.28166 DOI: https://doi.org/10.1002/hed.28166
Hansen CR, Johansen J, Samsøe E, Andersen E, Petersen JBB, Jensen K, et al. Consequences of introducing geometric GTV to CTV margin expansion in DAHANCA contouring guidelines for head and neck radiotherapy. Radiother Oncol. 2018 Jan;126(1):43–7.
https://doi.org/10.1016/j.radonc.2017.09.019 DOI: https://doi.org/10.1016/j.radonc.2017.09.019
Zukauskaite R, Hansen CR, Grau C, Samsøe E, Johansen J, Petersen JBB, et al. Local recurrences after curative IMRT for HNSCC: effect of different GTV to high-dose CTV margins. Radiother Oncol. 2018 Jan 1;126(1):48–55.
https://doi.org/10.1016/j.radonc.2017.11.024 DOI: https://doi.org/10.1016/j.radonc.2017.11.024
Zukauskaite R, Kristensen MH, Eriksen JG, Johansen J, Samsøe E, Johnsen L, et al. Comparison of 3-year local control using DAHANCA radiotherapy guidelines before and after implementation of five millimetres geometrical GTV to high-dose CTV margin. Radiother Oncol. 2024 Jul;196:110284.
https://doi.org/10.1016/j.radonc.2024.110284 DOI: https://doi.org/10.1016/j.radonc.2024.110284
von Elm E, Altman DG, Egger M, Pocock SJ, Gøtzsche PC, Vandenbroucke JP. Strengthening the reporting of observational studies in epidemiology (STROBE) statement: guidelines for reporting observational studies. BMJ. 2007 Oct 20;335(7624):806–8.
https://doi.org/10.1136/bmj.39335.541782.AD DOI: https://doi.org/10.1136/bmj.39335.541782.AD
Overgaard J, Jovanovic A, Godballe C, Grau Eriksen J. The Danish Head and Neck Cancer database. Clin Epidemiol. 2016 Oct 25;8:491–6.
https://doi.org/10.2147/CLEP.S103591 DOI: https://doi.org/10.2147/CLEP.S103591
Olsson CE, Krogh SL, Karlsson M, Eriksen JG, Björk-Eriksson T, Grau C, et al. Danish and Swedish National data collections for cancer – solutions for radiotherapy. Clin Oncol R Coll Radiol G B. 2025 Jan;37:103657.
https://doi.org/10.1016/j.clon.2024.10.009 DOI: https://doi.org/10.1016/j.clon.2024.10.009
Krogh SL, Brink C, Lorenzen EL, Samsøe E, Vogelius IR, Zukauskaite R, et al. A national repository of complete radiotherapy plans: design, results, and experienc-es. Acta Oncol. 2023 Oct 3;62(10):1161–8.
https://doi.org/10.1080/0284186X.2023.2270143 DOI: https://doi.org/10.1080/0284186X.2023.2270143
Nielsen CP, Lorenzen EL, Jensen K, Sarup N, Brink C, Smulders B, et al. Consistency in contouring of organs at risk by artificial intelligence vs oncologists in head and neck cancer patients. Acta Oncol. 2023 Nov;62(11):1418–25.
https://doi.org/10.1080/0284186X.2023.2256958 DOI: https://doi.org/10.1080/0284186X.2023.2256958
Nielsen CP, Lorenzen EL, Jensen K, Eriksen JG, Johansen J, Gyldenkerne N, et al. Interobserver variation in organs at risk contouring in head and neck cancer according to the DAHANCA guidelines. Radiother Oncol. 2024 Aug;197:110337.
https://doi.org/10.1016/j.radonc.2024.110337 DOI: https://doi.org/10.1016/j.radonc.2024.110337
Konrad ML, Lorenzen EL, Schytte T, Brink C. Automatic Outlier Detection in Organ at Risk and Target Delineation: A Modality-Independent Approach for Fast Quality Assurance. Zenodo. Avialable from https://zenodo.org/records/17076123
Hedeker D, Gibbons RD. Longitudinal data analysis. 1st ed. New Jersey: John Wiley & Sons; 2006. 369 p.
McCullagh P. Generalized linear models. 2nd ed. New York: Routledge; 2019. 532 p. DOI: https://doi.org/10.1201/9780203753736
Goldstein H. Multilevel statistical models. 3rd ed. New Jersey: Wiley; 2009. 456 p. DOI: https://doi.org/10.1002/9780470973394
Navran A, Heemsbergen W, Janssen T, Hamming-Vrieze O, Jonker M, Zuur C, et al. The impact of margin reduction on outcome and toxicity in head and neck cancer patients treated with image-guided volumetric modulated arc therapy (VMAT). Radiother Oncol. 2019 Jan 1;130:25–31.
https://doi.org/10.1016/j.radonc.2018.06.032 DOI: https://doi.org/10.1016/j.radonc.2018.06.032
Zhou J, Wang L, Qiu T, Gao H, Wang L, Huang S, et al. Long-term follow-up of protective effects on salivary and swallowing structures and improvement of ate xerostomia and dysphagia by level IIb optimisation in clinical target volume of nasopharyngeal carcinoma. BMC Cancer. 2024 May 27;24(1):648.
https://doi.org/10.1186/s12885-024-12391-7 DOI: https://doi.org/10.1186/s12885-024-12391-7
Gujral DM, Nutting CM. Patterns of failure, treatment outcomes and late toxicities of head and neck cancer in the current era of IMRT. Oral Oncol. 2018 Nov;86:225–33.
https://doi.org/10.1016/j.oraloncology.2018.09.011 DOI: https://doi.org/10.1016/j.oraloncology.2018.09.011
Jensen K, Bonde Jensen A, Grau C. The relationship between observer-based toxicity scoring and patient assessed symptom severity after treatment for head and neck cancer. A correlative cross sectional study of the DAHANCA toxicity scoring system and the EORTC quality of life questionnaires. Radiother Oncol. 2006 Mar;78(3):298–305.
https://doi.org/10.1016/j.radonc.2006.02.005 DOI: https://doi.org/10.1016/j.radonc.2006.02.005
Additional Files
Published
How to Cite
Issue
Section
Categories
License
Copyright (c) 2025 Sarah Wordenskjold Stougaard, Ruta Zukauskaite , Richard Röttger , Ebbe Laugaard Lorenzen , Maximilian Lukas Konrad, Simon Long Krogh, Camilla Panduro Nielsen, Jeanette Frieda Aviaya Sommer , Jørgen Johansen , Jesper Grau Eriksen, Camilla Kjaer Lonkvist, Jeppe Friborg, Carsten Brink, Christian Rønn Hansen

This work is licensed under a Creative Commons Attribution 4.0 International License.
